Loading organization details...
Loading organization details...
TO CREATE A HEALTHIER REGULATORY ENVIRONMENT FOR INDEPENDENT BROKER-DEALERS AND THEIR AFFILIATED INDEPENDENT FINANCIAL ADVISORS THROUGH AGGRESSIVE AND EFFECTIVE ADVOCACY, EDUCATION AND PUBLIC AWARENESS.
Source: IRS Form 990 (Tax Year 2024)
Source: IRS e-Filed Form 990 (from the IRS e-File system), Tax Year 2024
Total Revenue
▼$12.1M
Total Contributions
$0
Total Expenses
▼$12M
Total Assets
$15.1M
Total Liabilities
▼$7.4M
Net Assets
$7.7M
Officer Compensation
→$5.6M
Other Salaries
$865.6K
Investment Income
$417.9K
Fundraising
▼N/A
Source: USAspending.gov
No federal awards found for this organization.
USAspending.gov tracks federal grants, cooperative agreements, and other financial assistance. Not all nonprofits receive federal funding.
Source: Federal Audit Clearinghouse (fac.gov)
No federal single audit records found for this organization.
Single audits are required for entities expending $750,000+ in federal awards annually.
Tax Year 2024 · Source: IRS e-Filed Form 990Schedule J available
Individuals serving as officers, directors, or trustees of the organization.
| Name | Title | Hrs/Wk | Compensation | Related Orgs | Other |
|---|
Source: IRS Publication 78, Auto-Revocation List & e-Postcard Data
Tax-deductible contributions: Not confirmed
No additional tax-exempt status records found in ReconForce's database.
Sources: IRS e-Filed Form 990 (XML) & ProPublica Nonprofit Explorer
Scroll →
| Year | Revenue | Contributions | Expenses | Assets | Net Assets |
|---|---|---|---|---|---|
| 2024IRS e-File | $12.1M | $0 | $12M | $15.1M | $7.7M |
| 2023IRS e-File | $11M | $0 | $10.9M | $15.7M | $5.6M |
| 2022 | $10.6M | $0 | $10.3M | $15.8M | $5.5M |
| 2021 | $9.5M |
Sources: ProPublica Nonprofit Explorer & IRS e-File Index
| Tax Year | Form Type | Source | Documents |
|---|---|---|---|
| 2024 | 990 | IRS e-File | PDF not yet published by IRSView Filing → |
| 2023 | 990 | DataIRS e-File | |
| 2022 | 990 | DataIRS e-File |
Financial data: IRS e-Filed Form 990 (Tax Year 2024)
Leadership & compensation: IRS e-Filed Form 990, Part VII (Tax Year 2024)
Organization info: IRS Business Master File
| Total |
|---|
| Dale Brown | President & CEO | 40 | $1.4M | $0 | $261K | $1.7M |
| David Bellaire | Exec VP & General Counsel | 40 | $690.5K | $0 | $152.6K | $843.1K |
| Jamie Price | Chair | 4 | $0 | $0 | $0 | $0 |
| Scott Spiker | Immediate Past Chair | 4 | $0 | $0 | $0 | $0 |
| Tim Stinson | Vice Chair | 4 | $0 | $0 | $0 | $0 |
| Christine Byrne | Chair, Finance Committee | 1 | $0 | $0 | $0 | $0 |
| Doug Ketterer | Fsi Pac Chair | 1 | $0 | $0 | $0 | $0 |
Dale Brown
President & CEO
$1.7M
Hrs/Wk
40
Compensation
$1.4M
Related Orgs
$0
Other
$261K
David Bellaire
Exec VP & General Counsel
$843.1K
Hrs/Wk
40
Compensation
$690.5K
Related Orgs
$0
Other
$152.6K
Jamie Price
Chair
$0
Hrs/Wk
4
Compensation
$0
Related Orgs
$0
Other
$0
Scott Spiker
Immediate Past Chair
$0
Hrs/Wk
4
Compensation
$0
Related Orgs
$0
Other
$0
Tim Stinson
Vice Chair
$0
Hrs/Wk
4
Compensation
$0
Related Orgs
$0
Other
$0
Christine Byrne
Chair, Finance Committee
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Doug Ketterer
Fsi Pac Chair
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Highest compensated employees who are not officers or directors.
| Name | Title | Hrs/Wk | Compensation | Related Orgs | Other | Total |
|---|---|---|---|---|---|---|
| Brett Mcallister | Svp, Finance, Ops & Bus Strat | 40 | $600.9K | $0 | $111.3K | $712.2K |
| Robin Traxler | Svp, Policy & Dep Gen Co | 40 | $477.6K | $0 | $102.1K | $579.7K |
| Michelle Allgauer | Svp, Education & Eng | 40 | $480K |
Brett Mcallister
Svp, Finance, Ops & Bus Strat
$712.2K
Hrs/Wk
40
Compensation
$600.9K
Related Orgs
$0
Other
$111.3K
Robin Traxler
Svp, Policy & Dep Gen Co
$579.7K
Hrs/Wk
40
Compensation
$477.6K
Related Orgs
$0
Other
$102.1K
Michelle Allgauer
Svp, Education & Eng
$568.7K
Hrs/Wk
40
Compensation
$480K
Related Orgs
$0
Other
$88.7K
Members of the governing board. Board members often serve without compensation.
| Name | Title | Hrs/Wk | Compensation | Related Orgs | Other | Total |
|---|---|---|---|---|---|---|
| Adam Malamed | Member | 1 | $0 | $0 | $0 | $0 |
| Alex David | Member | 1 | $0 | $0 | $0 | $0 |
| Amy Webber | Member | 1 | $0 | $0 | $0 | $0 |
| Ben Wuerffel | Member | 1 | $0 | $0 | $0 | $0 |
| David Knoch | Member | 1 | $0 | $0 | $0 | $0 |
| Denise Barrows | Member | 1 |
Adam Malamed
Member
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Alex David
Member
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Amy Webber
Member
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Ben Wuerffel
| $0 |
| $9.2M |
| $15.3M |
| $5.2M |
| 2020 | $10.7M | $0 | $9.9M | $14.5M | $5M |
| 2019 | $10.4M | $0 | $9.4M | $15.1M | $4.2M |
| 2018 | $10M | $0 | $8.9M | $13.1M | $3.2M |
| 2017 | $9.6M | $0 | $9M | $6.3M | $2.1M |
| 2016 | $9.4M | $0 | $8.6M | $5.9M | $1.6M |
| 2015 | $9.6M | $0 | $9.2M | $5M | $846.9K |
| 2014 | $8M | $0 | $7.6M | $4.9M | $455.6K |
| 2013 | $6.9M | $0 | $6.9M | $3.1M | $861.5K |
| 2012 | $5.4M | $400 | $5.7M | $4.9M | $849.7K |
| 2011 | $3.9M | $33.7K | $4.7M | $3.8M | $1.2M |
| 2021 | 990 | Data |
| 2020 | 990 | Data | PDF not yet published by IRS |
| 2019 | 990 | Data |
| 2018 | 990 | Data |
| 2017 | 990 | Data | PDF not yet published by IRS |
| 2016 | 990 | Data |
| 2015 | 990 | Data |
| 2014 | 990 | Data |
| 2013 | 990 | Data |
| 2012 | 990 | Data |
| 2011 | 990 | Data |
| 2010 | 990 | — |
| 2009 | 990 | — |
| 2008 | 990 | — |
| 2007 | 990 | — |
| 2006 | 990 | — |
| 2005 | 990 | — |
| 2004 | 990 | — |
| $0 |
| $88.7K |
| $568.7K |
| Renee Barnett | Vp, Fed Reg Affairs | 40 | $343.8K | $0 | $84.9K | $428.7K |
| Kathryn Anderson | Svp, Growth & Strat Part | 40 | $318.1K | $0 | $84K | $402.1K |
| Christopher Paulitz | Head, Strat. Initiatives | 40 | $321.4K | $0 | $34.7K | $356.1K |
Renee Barnett
Vp, Fed Reg Affairs
$428.7K
Hrs/Wk
40
Compensation
$343.8K
Related Orgs
$0
Other
$84.9K
Kathryn Anderson
Svp, Growth & Strat Part
$402.1K
Hrs/Wk
40
Compensation
$318.1K
Related Orgs
$0
Other
$84K
Christopher Paulitz
Head, Strat. Initiatives
$356.1K
Hrs/Wk
40
Compensation
$321.4K
Related Orgs
$0
Other
$34.7K
| $0 |
| $0 |
| $0 |
| $0 |
| Ed Forst | Member | 4 | $0 | $0 | $0 | $0 |
| Emily Schlosser | Member | 1 | $0 | $0 | $0 | $0 |
| Gwen Weithaus | Member | 1 | $0 | $0 | $0 | $0 |
| Jodi Perry | Member | 4 | $0 | $0 | $0 | $0 |
| John Rooney | Member | 1 | $0 | $0 | $0 | $0 |
| Libet Anderson | Member | 1 | $0 | $0 | $0 | $0 |
| Marc Squires | Member | 1 | $0 | $0 | $0 | $0 |
| Mary Beth Hofmeister | Member | 1 | $0 | $0 | $0 | $0 |
| Mary Steele | Member | 1 | $0 | $0 | $0 | $0 |
| Robert Milmore | Member | 1 | $0 | $0 | $0 | $0 |
| Stephen Langlois | Member | 1 | $0 | $0 | $0 | $0 |
| Tom Mccartney | Member | 1 | $0 | $0 | $0 | $0 |
| Von Cook | Member | 1 | $0 | $0 | $0 | $0 |
Member
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
David Knoch
Member
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Denise Barrows
Member
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Ed Forst
Member
$0
Hrs/Wk
4
Compensation
$0
Related Orgs
$0
Other
$0
Emily Schlosser
Member
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Gwen Weithaus
Member
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Jodi Perry
Member
$0
Hrs/Wk
4
Compensation
$0
Related Orgs
$0
Other
$0
John Rooney
Member
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Libet Anderson
Member
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Marc Squires
Member
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Mary Beth Hofmeister
Member
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Mary Steele
Member
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Robert Milmore
Member
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Stephen Langlois
Member
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Tom Mccartney
Member
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Von Cook
Member
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0