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SIFMA IS THE VOICE OF THE NATION'S SECURITIES INDUSTRY, BRINGING TOGETHER (CONT. ON SCH. O) THE SHARED INTERESTS OF HUNDREDS OF BROKER-DEALERS, INVESTMENT BANKS AND ASSET MANAGERS. WE ADVOCATE FOR EFFECTIVE AND RESILIENT CAPITAL MARKETS.
Source: IRS Form 990 (Tax Year 2024)
Source: IRS e-Filed Form 990 (from the IRS e-File system), Tax Year 2023
Total Revenue
▼$61.8M
Total Contributions
$0
Total Expenses
▼$62.3M
Total Assets
$80.9M
Total Liabilities
▼$49.6M
Net Assets
$31.2M
Officer Compensation
→$8.4M
Other Salaries
$25.1M
Investment Income
$2.6M
Fundraising
▼N/A
Source: USAspending.gov
No federal awards found for this organization.
USAspending.gov tracks federal grants, cooperative agreements, and other financial assistance. Not all nonprofits receive federal funding.
Source: Federal Audit Clearinghouse (fac.gov)
No federal single audit records found for this organization.
Single audits are required for entities expending $750,000+ in federal awards annually.
Tax Year 2024 · Source: IRS e-Filed Form 990
Individuals serving as officers, directors, or trustees of the organization.
| Name | Title | Hrs/Wk | Compensation | Related Orgs | Other |
|---|
Source: IRS Publication 78, Auto-Revocation List & e-Postcard Data
Tax-deductible contributions: Not confirmed
No additional tax-exempt status records found in ReconForce's database.
Sources: IRS e-Filed Form 990 (XML) & ProPublica Nonprofit Explorer
Scroll →
| Year | Revenue | Contributions | Expenses | Assets | Net Assets |
|---|---|---|---|---|---|
| 2023IRS e-File | $61.8M | $0 | $62.3M | $80.9M | $31.2M |
| 2022 | $54.8M | $0 | $53.4M | $45.5M | $19.8M |
| 2021 | $47.7M | $0 | $49.3M | $42.8M | $17.9M |
| 2020 | $45.4M | $0 | $50.3M |
Sources: ProPublica Nonprofit Explorer & IRS e-File Index
| Tax Year | Form Type | Source | Documents |
|---|---|---|---|
| 2024 | 990 | IRS e-File | PDF not yet published by IRSView Filing → |
| 2023 | 990 | DataIRS e-File | PDF not yet published by IRSView Filing → |
| 2022 | 990 | DataIRS e-File |
Financial data: IRS e-Filed Form 990 (Tax Year 2023)
Leadership & compensation: IRS e-Filed Form 990, Part VII (Tax Year 2024)
Organization info: IRS Business Master File
| Total |
|---|
| Kenneth E Bentsen Jr | President & CEO | 40 | $2.8M | $0 | $87.4K | $2.9M |
| Joseph Seidel | COO | 40 | $1.3M | $0 | $99.4K | $1.4M |
| Saima Ahmed | EVP & Gen. Counsel | 40 | $930.1K | $0 | $74.8K | $1M |
| David B Krasner | CFO & Cao | 40 | $759.7K | $0 | $96.9K | $856.6K |
| Josh Wilsussen | Executive Vice President | 40 | $742.9K | $0 | $93.8K | $836.7K |
| Cheryl L Crispen | Executive Vice President | 40 | $638.4K | $0 | $99.2K | $737.6K |
| Salvatore Chiarelli | Executive Vice President | 40 | $460K | $0 | $77.5K | $537.5K |
| Kenneth Cella | Chair | 2 | $0 | $0 | $0 | $0 |
| Laura Chepucavage | Chair-elect | 2 | $0 | $0 | $0 | $0 |
| Jim Reynolds | Chair-emeritus | 2 | $0 | $0 | $0 | $0 |
| Ronald Kruszewski | Vice Chair | 2 | $0 | $0 | $0 | $0 |
| Lisa Kidd Hunt | Treasurer | 2 | $0 | $0 | $0 | $0 |
Kenneth E Bentsen Jr
President & CEO
$2.9M
Hrs/Wk
40
Compensation
$2.8M
Related Orgs
$0
Other
$87.4K
Joseph Seidel
COO
$1.4M
Hrs/Wk
40
Compensation
$1.3M
Related Orgs
$0
Other
$99.4K
Saima Ahmed
EVP & Gen. Counsel
$1M
Hrs/Wk
40
Compensation
$930.1K
Related Orgs
$0
Other
$74.8K
David B Krasner
CFO & Cao
$856.6K
Hrs/Wk
40
Compensation
$759.7K
Related Orgs
$0
Other
$96.9K
Josh Wilsussen
Executive Vice President
$836.7K
Hrs/Wk
40
Compensation
$742.9K
Related Orgs
$0
Other
$93.8K
Cheryl L Crispen
Executive Vice President
$737.6K
Hrs/Wk
40
Compensation
$638.4K
Related Orgs
$0
Other
$99.2K
Salvatore Chiarelli
Executive Vice President
$537.5K
Hrs/Wk
40
Compensation
$460K
Related Orgs
$0
Other
$77.5K
Kenneth Cella
Chair
$0
Hrs/Wk
2
Compensation
$0
Related Orgs
$0
Other
$0
Laura Chepucavage
Chair-elect
$0
Hrs/Wk
2
Compensation
$0
Related Orgs
$0
Other
$0
Jim Reynolds
Chair-emeritus
$0
Hrs/Wk
2
Compensation
$0
Related Orgs
$0
Other
$0
Ronald Kruszewski
Vice Chair
$0
Hrs/Wk
2
Compensation
$0
Related Orgs
$0
Other
$0
Lisa Kidd Hunt
Treasurer
$0
Hrs/Wk
2
Compensation
$0
Related Orgs
$0
Other
$0
Highest compensated employees who are not officers or directors.
| Name | Title | Hrs/Wk | Compensation | Related Orgs | Other | Total |
|---|---|---|---|---|---|---|
| Robert Toomey | Managing Director | 40 | $587.4K | $0 | $98.8K | $686.2K |
| Lindsey Keljo | Managing Director | 40 | $588.8K | $0 | $77.6K | $666.4K |
| Lisa Bleier | Managing Director | 40 | $553.7K | $0 | $94.7K | $648.4K |
| Carter K Mcdowell | Managing Director | 40 | $537.6K | $0 | $62K | $599.6K |
| Kevin Carroll | Managing Director | 40 | $550.7K | $0 | $41.5K | $592.2K |
Robert Toomey
Managing Director
$686.2K
Hrs/Wk
40
Compensation
$587.4K
Related Orgs
$0
Other
$98.8K
Lindsey Keljo
Managing Director
$666.4K
Hrs/Wk
40
Compensation
$588.8K
Related Orgs
$0
Other
$77.6K
Lisa Bleier
Managing Director
$648.4K
Hrs/Wk
40
Compensation
$553.7K
Related Orgs
$0
Other
$94.7K
Members of the governing board. Board members often serve without compensation.
| Name | Title | Hrs/Wk | Compensation | Related Orgs | Other | Total |
|---|---|---|---|---|---|---|
| Althea Brown | Director (as Of 04/2024) | 1 | $0 | $0 | $0 | $0 |
| Andy Saperstein | Director (thru 01/2024) | 1 | $0 | $0 | $0 | $0 |
| Ann Fogarty | Director (as Of 11/2023) | 1 | $0 | $0 | $0 | $0 |
| Brendan Reilly | Director | 1 | $0 | $0 | $0 | $0 |
| Brent Gledhill | Director (as Of 11/2023) | 1 | $0 | $0 | $0 | $0 |
| Chance Mims | Director (as Of 11/2023) |
Althea Brown
Director (as Of 04/2024)
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Andy Saperstein
Director (thru 01/2024)
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Ann Fogarty
Director (as Of 11/2023)
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Individuals who previously served as officers or key employees.
| Name | Title | Hrs/Wk | Compensation | Related Orgs | Other | Total |
|---|---|---|---|---|---|---|
| Ira D Hammerman - Former | EVP & General Counsel | — | $172.1K | $0 | $0 | $172.1K |
Ira D Hammerman - Former
EVP & General Counsel
$172.1K
Hrs/Wk
—
Compensation
$172.1K
Related Orgs
$0
Other
$0
| $44.1M |
| $18.6M |
| 2019 | $58M | $0 | $57.3M | $53.2M | $22.8M |
| 2018 | $60.3M | $0 | $61.3M | $50M | $23.6M |
| 2017 | $46.1M | $0 | $60M | $55M | $24.3M |
| 2016 | $66.1M | $0 | $64.2M | $67.9M | $37.1M |
| 2015 | $65.4M | $0 | $64.5M | $68M | $38.8M |
| 2014 | $64.4M | $0 | $63.1M | $69.9M | $37M |
| 2013 | $60.2M | $0 | $63.2M | $71.2M | $36M |
| 2012 | $60.9M | $0 | $66.6M | $65.3M | $30.8M |
| 2011 | $64.3M | $0 | $70.7M | $68.5M | $35.8M |
PDF not yet published by IRSView Filing → |
| 2021 | 990 | Data |
| 2020 | 990 | Data | PDF not yet published by IRS |
| 2019 | 990 | Data |
| 2018 | 990 | Data |
| 2017 | 990 | Data | PDF not yet published by IRS |
| 2016 | 990 | Data |
| 2015 | 990 | Data |
| 2014 | 990 | Data |
| 2013 | 990 | Data |
| 2012 | 990 | Data |
| 2011 | 990 | Data |
| 2010 | 990 | — |
| 2009 | 990 | — |
| 2008 | 990 | — |
| 2007 | 990 | — |
Carter K Mcdowell
Managing Director
$599.6K
Hrs/Wk
40
Compensation
$537.6K
Related Orgs
$0
Other
$62K
Kevin Carroll
Managing Director
$592.2K
Hrs/Wk
40
Compensation
$550.7K
Related Orgs
$0
Other
$41.5K
| 1 |
| $0 |
| $0 |
| $0 |
| $0 |
| Charlotte Mclaughlin | Director (thru 11/2023) | 1 | $0 | $0 | $0 | $0 |
| Claire Santaniello | Director | 1 | $0 | $0 | $0 | $0 |
| Craig Messinger | Director | 1 | $0 | $0 | $0 | $0 |
| David Lefkowitz | Director | 1 | $0 | $0 | $0 | $0 |
| Douglas Preiser | Director | 1 | $0 | $0 | $0 | $0 |
| Gary Hall | Director | 1 | $0 | $0 | $0 | $0 |
| Gary Kane | Director | 1 | $0 | $0 | $0 | $0 |
| Gary Rapp | Director (as Of 11/2023) | 1 | $0 | $0 | $0 | $0 |
| Jacqueline Licalzi | Director (as Of 01/2024) | 1 | $0 | $0 | $0 | $0 |
| Jamie Price | Director (thru 01/2024) | 1 | $0 | $0 | $0 | $0 |
| Jeffrey Rosen | Director (thru 11/2023) | 1 | $0 | $0 | $0 | $0 |
| John Fw Rogers | Director | 1 | $0 | $0 | $0 | $0 |
| John Taft | Director | 1 | $0 | $0 | $0 | $0 |
| John Vaccaro | Director | 1 | $0 | $0 | $0 | $0 |
| Joseph E Sweeney | Director | 1 | $0 | $0 | $0 | $0 |
| Kabir Sethi | Director (thru 04/2024) | 1 | $0 | $0 | $0 | $0 |
| Kashif Zafar | Director | 1 | $0 | $0 | $0 | $0 |
| Katie Fallon | Director | 1 | $0 | $0 | $0 | $0 |
| Kevin Bailey | Director | 1 | $0 | $0 | $0 | $0 |
| Larry Martinez | Director | 1 | $0 | $0 | $0 | $0 |
| Libby Cantrill | Director | 1 | $0 | $0 | $0 | $0 |
| Mark Steffensen | Director (thru 05/2024) | 1 | $0 | $0 | $0 | $0 |
| Matt Benchener | Director (as Of 11/2023) | 1 | $0 | $0 | $0 | $0 |
| Michael Durbin | Director (as Of 01/2024) | 1 | $0 | $0 | $0 | $0 |
| Michael Kisber | Director | 1 | $0 | $0 | $0 | $0 |
| Naureen Hassan | Director (thru 01/2024) | 1 | $0 | $0 | $0 | $0 |
| Paul Reilly | Director | 1 | $0 | $0 | $0 | $0 |
| Peter Schneider | Director (thru 11/2023) | 1 | $0 | $0 | $0 | $0 |
| Robert Hawley | Director (thru 10/2024) | 1 | $0 | $0 | $0 | $0 |
| Robert Popowski | Director (thru 10/2023) | 1 | $0 | $0 | $0 | $0 |
| Ryan Taylor | Director | 1 | $0 | $0 | $0 | $0 |
| Samara Cohen | Director | 1 | $0 | $0 | $0 | $0 |
| Samuel Ramirez Jr | Director | 1 | $0 | $0 | $0 | $0 |
| Shawn Quant | Director | 1 | $0 | $0 | $0 | $0 |
| Sol Gindi | Director | 1 | $0 | $0 | $0 | $0 |
| Thomas Pluta | Director (as Of 11/2023) | 1 | $0 | $0 | $0 | $0 |
| Thomas Wipf | Director (as Of 01/2024) | 1 | $0 | $0 | $0 | $0 |
Brendan Reilly
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Brent Gledhill
Director (as Of 11/2023)
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Chance Mims
Director (as Of 11/2023)
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Charlotte Mclaughlin
Director (thru 11/2023)
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Claire Santaniello
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Craig Messinger
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
David Lefkowitz
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Douglas Preiser
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Gary Hall
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Gary Kane
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Gary Rapp
Director (as Of 11/2023)
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Jacqueline Licalzi
Director (as Of 01/2024)
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Jamie Price
Director (thru 01/2024)
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Jeffrey Rosen
Director (thru 11/2023)
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
John Fw Rogers
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
John Taft
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
John Vaccaro
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Joseph E Sweeney
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Kabir Sethi
Director (thru 04/2024)
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Kashif Zafar
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Katie Fallon
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Kevin Bailey
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Larry Martinez
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Libby Cantrill
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Mark Steffensen
Director (thru 05/2024)
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Matt Benchener
Director (as Of 11/2023)
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Michael Durbin
Director (as Of 01/2024)
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Michael Kisber
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Naureen Hassan
Director (thru 01/2024)
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Paul Reilly
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Peter Schneider
Director (thru 11/2023)
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Robert Hawley
Director (thru 10/2024)
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Robert Popowski
Director (thru 10/2023)
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Ryan Taylor
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Samara Cohen
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Samuel Ramirez Jr
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Shawn Quant
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Sol Gindi
Director
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Thomas Pluta
Director (as Of 11/2023)
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0
Thomas Wipf
Director (as Of 01/2024)
$0
Hrs/Wk
1
Compensation
$0
Related Orgs
$0
Other
$0