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FINRA's mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence.
Source: IRS Form 990 (Tax Year 2024)
Source: IRS e-Filed Form 990 (from the IRS e-File system), Tax Year 2024
Total Revenue
▼$2.6B
Program Spending
0%
of total expenses go to program services
Total Contributions
$0
Total Expenses
▼$3B
Total Assets
$3.1B
Total Liabilities
▼$1.3B
Net Assets
$1.8B
Officer Compensation
→$19M
Other Salaries
$845.1M
Investment Income
$84.7M
Fundraising
▼N/A
Source: USAspending.gov · Searched by organization name
Total Federal Funding
$230K
Awards Found
1
| Awarding Agency | Description | Amount | Fiscal Year | Period | Link |
|---|---|---|---|---|---|
| Agency for International Development | THE PURPOSE OF THIS AWARD IS TO PROVIDE SUPPORT FOR A GLOBAL DEVELOPMENT ALLIANCE BETWEEN NAUFOR, THE MAIN RUSSIAN SECURITIES MARKET SELF-REGULATOR, | $230K | FY2008 | Oct 2007 – Sep 2008 | Open → |
Agency for International Development
$230K
THE PURPOSE OF THIS AWARD IS TO PROVIDE SUPPORT FOR A GLOBAL DEVELOPMENT ALLIANCE BETWEEN NAUFOR, THE MAIN RUSSIAN SECURITIES MARKET SELF-REGULATOR,
Source: Federal Audit Clearinghouse (fac.gov)
No federal single audit records found for this organization.
Single audits are required for entities expending $750,000+ in federal awards annually.
Tax Year 2024 · Source: IRS e-Filed Form 990Schedule J available
Individuals serving as officers, directors, or trustees of the organization.
| Name | Title | Hrs/Wk | Compensation | Related Orgs | Other |
|---|
Source: IRS Publication 78, Auto-Revocation List & e-Postcard Data
Tax-deductible contributions: Not confirmed
No additional tax-exempt status records found in ReconForce's database.
Sources: IRS e-Filed Form 990 (XML) & ProPublica Nonprofit Explorer
Scroll →
| Year | Revenue | Contributions | Expenses | Assets | Net Assets |
|---|---|---|---|---|---|
| 2024IRS e-File | $2.6B | $0 | $3B | $3.1B | $1.8B |
| 2023IRS e-File | $1.6B | $0 | $2.1B | $2.5B | $1.7B |
| 2022 | $1.7B | $0 | $2.2B | $2.8B | $1.7B |
| 2021 | $1.4B |
Sources: ProPublica Nonprofit Explorer & IRS e-File Index
| Tax Year | Form Type | Source | Documents |
|---|---|---|---|
| 2024 | 990 | IRS e-File | PDF not yet published by IRSView Filing → |
| 2023 | 990 | DataIRS e-File | PDF not yet published by IRSView Filing → |
| 2022 | 990 | DataIRS e-File |
Financial data: IRS e-Filed Form 990 (Tax Year 2024)
Leadership & compensation: IRS e-Filed Form 990, Part VII (Tax Year 2024)
Federal grants: USAspending.gov (live)
Organization info: IRS Business Master File
| Total |
|---|
| Robert W Cook | President & CEO | 60 | $3.5M | $0 | $629.8K | $4.1M |
| Todd T Diganci | Executive Vice President & Cfao | 60 | $1.7M | $0 | $631.1K | $2.4M |
| Marcia E Asquith | EVP Board & External Relations | 60 | $994.1K | $0 | $140.8K | $1.1M |
Robert W Cook
President & CEO
$4.1M
Hrs/Wk
60
Compensation
$3.5M
Related Orgs
$0
Other
$629.8K
Todd T Diganci
Executive Vice President & Cfao
$2.4M
Hrs/Wk
60
Compensation
$1.7M
Related Orgs
$0
Other
$631.1K
Marcia E Asquith
EVP Board & External Relations
$1.1M
Hrs/Wk
60
Compensation
$994.1K
Related Orgs
$0
Other
$140.8K
Highest compensated employees who are not officers or directors.
| Name | Title | Hrs/Wk | Compensation | Related Orgs | Other | Total |
|---|---|---|---|---|---|---|
| Steven J Randich | Executive Vice President & CIO | 60 | $2M | $0 | $337.1K | $2.3M |
| Gregory Ruppert | Executive Vice President | 60 | $1.5M | $0 | $214.1K | $1.7M |
| Robert L D Colby | EVP And Chief Legal Officer | 60 | $1.5M |
Steven J Randich
Executive Vice President & CIO
$2.3M
Hrs/Wk
60
Compensation
$2M
Related Orgs
$0
Other
$337.1K
Gregory Ruppert
Executive Vice President
$1.7M
Hrs/Wk
60
Compensation
$1.5M
Related Orgs
$0
Other
$214.1K
Robert L D Colby
EVP And Chief Legal Officer
$1.5M
Hrs/Wk
60
Compensation
$1.5M
Related Orgs
$0
Other
$62.7K
Members of the governing board. Board members often serve without compensation.
| Name | Title | Hrs/Wk | Compensation | Related Orgs | Other | Total |
|---|---|---|---|---|---|---|
| Camille M Busette | Board Member | 2 | $116.1K | $0 | $0 | $116.1K |
| Cyrus Amir-Mokri | Board Member - As Of 9/13/24 | 2 | $630 | $0 | $0 | $630 |
| Deborah Bailey | Board Member | 2 | $100K | $0 | $0 | $100K |
| Derrick Roman | Board Member | 2 | $109.3K | $0 | $0 | $109.3K |
| Eric Schimpf | Board Member - As Of 9/17/24 | 2 | $0 | $0 | $0 | $0 |
| Eric W Noll |
Camille M Busette
Board Member
$116.1K
Hrs/Wk
2
Compensation
$116.1K
Related Orgs
$0
Other
$0
Cyrus Amir-Mokri
Board Member - As Of 9/13/24
$630
Hrs/Wk
2
Compensation
$630
Related Orgs
$0
Other
$0
Deborah Bailey
Board Member
$100K
Hrs/Wk
2
Compensation
$100K
Related Orgs
$0
Other
$0
Individuals who previously served as officers or key employees.
| Name | Title | Hrs/Wk | Compensation | Related Orgs | Other | Total |
|---|---|---|---|---|---|---|
| Jon Kroeper | Executive Vice President | — | $1.1M | $0 | $113.2K | $1.2M |
Jon Kroeper
Executive Vice President
$1.2M
Hrs/Wk
—
Compensation
$1.1M
Related Orgs
$0
Other
$113.2K
| $0 |
| $1.6B |
| $2.4B |
| $1.9B |
| 2020 | $1.8B | $0 | $2.1B | $2.5B | $1.5B |
| 2019 | $1.3B | $0 | $1.5B | $2.2B | $1.5B |
| 2018 | $1.2B | $0 | $1.4B | $2.1B | $1.6B |
| 2017 | $1.3B | $0 | $1.4B | $2.3B | $1.6B |
| 2016 | $1.3B | $0 | $1.4B | $2.2B | $1.6B |
| 2015 | $703.8M | $0 | $970M | $2.2B | $1.7B |
| 2014 | $707.4M | $0 | $893.2M | $2.3B | $1.9B |
| 2013 | $664.1M | $0 | $783.4M | $2.2B | $1.8B |
| 2012 | $750.4M | $0 | $727.3M | $2.2B | $1.7B |
| 2011 | $734.9M | $0 | $703.4M | $2.2B | $1.7B |
| 2021 | 990 | Data |
| 2020 | 990 | Data | PDF not yet published by IRS |
| 2019 | 990 | Data | PDF not yet published by IRS |
| 2018 | 990 | Data |
| 2017 | 990 | Data |
| 2016 | 990 | Data |
| 2015 | 990 | Data |
| 2014 | 990 | Data |
| 2013 | 990 | Data |
| 2012 | 990 | Data |
| 2011 | 990 | Data |
| 2010 | 990 | — |
| 2009 | 990 | — |
| 2008 | 990 | — |
| 2007 | 990 | — |
| 2006 | 990 | — |
| 2005 | 990 | — |
| 2004 | 990 | — |
| $0 |
| $62.7K |
| $1.5M |
| Nathaniel Stankard | Executive Vice President | 60 | $1.2M | $0 | $85.6K | $1.3M |
| Stephanie Dumont | Executive Vice President | 60 | $1.1M | $0 | $156K | $1.3M |
| Rainia L Washington | Executive Vice President | 60 | $996.1K | $0 | $198.6K | $1.2M |
| Richard W Berry | Executive Vice President | 60 | $1.1M | $0 | $67.5K | $1.1M |
| Jonathan S Sokobin | Executive Vice President | 60 | $1M | $0 | $108.3K | $1.1M |
| William St Louis | Executive Vice President | 60 | $930K | $0 | $173.8K | $1.1M |
| Tigran Khrimian | Senior Vice President | 60 | $928.8K | $0 | $156.5K | $1.1M |
| Gene G Demaio | Senior Vice President | 60 | $1M | $0 | $61.2K | $1.1M |
| Omer Meisel | Executive Vice President | 60 | $953.6K | $0 | $48.7K | $1M |
| Jeffrey Kalinowski | Senior Vice President | 60 | $927.9K | $0 | $64.2K | $992.1K |
Nathaniel Stankard
Executive Vice President
$1.3M
Hrs/Wk
60
Compensation
$1.2M
Related Orgs
$0
Other
$85.6K
Stephanie Dumont
Executive Vice President
$1.3M
Hrs/Wk
60
Compensation
$1.1M
Related Orgs
$0
Other
$156K
Rainia L Washington
Executive Vice President
$1.2M
Hrs/Wk
60
Compensation
$996.1K
Related Orgs
$0
Other
$198.6K
Richard W Berry
Executive Vice President
$1.1M
Hrs/Wk
60
Compensation
$1.1M
Related Orgs
$0
Other
$67.5K
Jonathan S Sokobin
Executive Vice President
$1.1M
Hrs/Wk
60
Compensation
$1M
Related Orgs
$0
Other
$108.3K
William St Louis
Executive Vice President
$1.1M
Hrs/Wk
60
Compensation
$930K
Related Orgs
$0
Other
$173.8K
Tigran Khrimian
Senior Vice President
$1.1M
Hrs/Wk
60
Compensation
$928.8K
Related Orgs
$0
Other
$156.5K
Gene G Demaio
Senior Vice President
$1.1M
Hrs/Wk
60
Compensation
$1M
Related Orgs
$0
Other
$61.2K
Omer Meisel
Executive Vice President
$1M
Hrs/Wk
60
Compensation
$953.6K
Related Orgs
$0
Other
$48.7K
Jeffrey Kalinowski
Senior Vice President
$992.1K
Hrs/Wk
60
Compensation
$927.9K
Related Orgs
$0
Other
$64.2K
| Chairperson |
| 2 |
| $175.5K |
| $0 |
| $0 |
| $175.5K |
| Erik Sirri | Board Member - As Of 11/8/24 | 2 | $25.1K | $0 | $0 | $25.1K |
| Ethiopis Tafara | Board Member | 2 | $958 | $0 | $0 | $958 |
| Fabiola Arredondo | Board Member | 2 | $101K | $0 | $0 | $101K |
| Gus Sauter | Board Member | 2 | $106.1K | $0 | $0 | $106.1K |
| James T Crowley | Board Member | 2 | $737 | $0 | $0 | $737 |
| Jennifer Szaro | Board Member - As Of 9/11/24 | 2 | $50K | $0 | $0 | $50K |
| John B Ehnes | Board Member - Thru 9/11/24 | 2 | $85.7K | $0 | $0 | $85.7K |
| John Vaccaro | Board Member - As Of 9/11/24 | 2 | $50.1K | $0 | $0 | $50.1K |
| Lance F Drummond | Board Member - Thru 9/11/24 | 2 | $95.3K | $0 | $0 | $95.3K |
| Linde Murphy | Board Member | 2 | $101K | $0 | $0 | $101K |
| Lisa Fairfax | Board Member - Thru 4/5/24 | 2 | $50.2K | $0 | $0 | $50.2K |
| Maureen Jensen | Board Member | 2 | $118.6K | $0 | $0 | $118.6K |
| Moira A Kilcoyne | Board Member | 2 | $100.5K | $0 | $0 | $100.5K |
| Mortimer J Buckley | Board Member - Thru 7/8/24 | 2 | $0 | $0 | $0 | $0 |
| Naureen Hassan | Board Member - Thru 9/11/24 | 2 | $0 | $0 | $0 | $0 |
| Paige W Pierce | Board Member - Thru 9/11/24 | 2 | $76.9K | $0 | $0 | $76.9K |
| Peggy Ho | Board Member | 2 | $101.5K | $0 | $0 | $101.5K |
| Penny Pennington | Board Member | 2 | $0 | $0 | $0 | $0 |
| Samir M Deshpande | Board Member | 2 | $103.3K | $0 | $0 | $103.3K |
| Scott Curtis | Board Member | 2 | $105K | $0 | $0 | $105K |
| Timothy C Scheve | Board Member - Thru 9/11/24 | 2 | $89.2K | $0 | $0 | $89.2K |
| Wendy Lanton | Board Member | 2 | $104K | $0 | $0 | $104K |
Derrick Roman
Board Member
$109.3K
Hrs/Wk
2
Compensation
$109.3K
Related Orgs
$0
Other
$0
Eric Schimpf
Board Member - As Of 9/17/24
$0
Hrs/Wk
2
Compensation
$0
Related Orgs
$0
Other
$0
Eric W Noll
Chairperson
$175.5K
Hrs/Wk
2
Compensation
$175.5K
Related Orgs
$0
Other
$0
Erik Sirri
Board Member - As Of 11/8/24
$25.1K
Hrs/Wk
2
Compensation
$25.1K
Related Orgs
$0
Other
$0
Ethiopis Tafara
Board Member
$958
Hrs/Wk
2
Compensation
$958
Related Orgs
$0
Other
$0
Fabiola Arredondo
Board Member
$101K
Hrs/Wk
2
Compensation
$101K
Related Orgs
$0
Other
$0
Gus Sauter
Board Member
$106.1K
Hrs/Wk
2
Compensation
$106.1K
Related Orgs
$0
Other
$0
James T Crowley
Board Member
$737
Hrs/Wk
2
Compensation
$737
Related Orgs
$0
Other
$0
Jennifer Szaro
Board Member - As Of 9/11/24
$50K
Hrs/Wk
2
Compensation
$50K
Related Orgs
$0
Other
$0
John B Ehnes
Board Member - Thru 9/11/24
$85.7K
Hrs/Wk
2
Compensation
$85.7K
Related Orgs
$0
Other
$0
John Vaccaro
Board Member - As Of 9/11/24
$50.1K
Hrs/Wk
2
Compensation
$50.1K
Related Orgs
$0
Other
$0
Lance F Drummond
Board Member - Thru 9/11/24
$95.3K
Hrs/Wk
2
Compensation
$95.3K
Related Orgs
$0
Other
$0
Linde Murphy
Board Member
$101K
Hrs/Wk
2
Compensation
$101K
Related Orgs
$0
Other
$0
Lisa Fairfax
Board Member - Thru 4/5/24
$50.2K
Hrs/Wk
2
Compensation
$50.2K
Related Orgs
$0
Other
$0
Maureen Jensen
Board Member
$118.6K
Hrs/Wk
2
Compensation
$118.6K
Related Orgs
$0
Other
$0
Moira A Kilcoyne
Board Member
$100.5K
Hrs/Wk
2
Compensation
$100.5K
Related Orgs
$0
Other
$0
Mortimer J Buckley
Board Member - Thru 7/8/24
$0
Hrs/Wk
2
Compensation
$0
Related Orgs
$0
Other
$0
Naureen Hassan
Board Member - Thru 9/11/24
$0
Hrs/Wk
2
Compensation
$0
Related Orgs
$0
Other
$0
Paige W Pierce
Board Member - Thru 9/11/24
$76.9K
Hrs/Wk
2
Compensation
$76.9K
Related Orgs
$0
Other
$0
Peggy Ho
Board Member
$101.5K
Hrs/Wk
2
Compensation
$101.5K
Related Orgs
$0
Other
$0
Penny Pennington
Board Member
$0
Hrs/Wk
2
Compensation
$0
Related Orgs
$0
Other
$0
Samir M Deshpande
Board Member
$103.3K
Hrs/Wk
2
Compensation
$103.3K
Related Orgs
$0
Other
$0
Scott Curtis
Board Member
$105K
Hrs/Wk
2
Compensation
$105K
Related Orgs
$0
Other
$0
Timothy C Scheve
Board Member - Thru 9/11/24
$89.2K
Hrs/Wk
2
Compensation
$89.2K
Related Orgs
$0
Other
$0
Wendy Lanton
Board Member
$104K
Hrs/Wk
2
Compensation
$104K
Related Orgs
$0
Other
$0